Soc 2 Controls List Xls

A type 2 report on management s description of a service organization s system and the suitability of the design and operating effectiveness of controls.

Soc 2 controls list xls. Soc 2 type 2 includes the same information with the addition of testing a service organization s controls over a period of time. Definition what is iso 27001. As an organization grows from two people to five to ten and so on these workflows can introduce security loopholes. It is important to note that these changes do not alter in any way the trust services criteria used to evaluate controls in a soc 2 soc 3 or soc for cybersecurity examination.

Download iso 27001 checklist pdf or download iso 27001 checklist xls if you want to bypass the checklist altogether and talk through your iso 27001 certification process with an implementation expert contact pivot point security. A soc 2 compliance checklist can help you to clarify your soc 2 controls list as well as all of the other relevant aspects of your company s data storage procedures. As such no specific soc 2 controls list exists. And a type 1 report on management s description of a service organization s system and the suitability of the design of controls.

Workflows are at the heart of every organization. Combining your soc 2 audit with such initiatives can be cost efficient and operationally efficient. Soc 2 cc1 addresses your control environment of which workflows are a component. Similar to a soc 1 report there are two types of reports.

The controls in place at the organization that are mapped to the soc 2 criteria are up to the discretion of the organization and service auditor. For use of the trust services criteria in a soc for supply chain examination. Soc stands for system and organization controls and is the agreed upon procedures of controls set by the american institute of certified public accountants aicpa. Soc 2 controls list excel download iso 27001.

All bl sections can be found in aicpa professional standards. These defined controls are a series of standards designed to help measure how well a given service organization conducts and regulates its information. Companies that follow a soc 2 compliance checklist to both achieve and maintain soc compliance are often the highest and best qualified tech support providers for soc purposes. Soc 2 type 1 examines the controls used to address one of all trust service principles.

Soc 2 controls often overlap with industry specific requirements such as hipaa and hitrust compliance in the healthcare industry or pci dss compliance in the financial services sector. Combine soc 2 audits with other compliance initiatives. Each soc 2 report is unique to the entity that develops it and demonstrates the efforts that the company has taken to comply with the soc 2 standards. This audit type can affirm that an organization s controls are designed effectively.